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Benjamin James Colter

Neuberger Berman Bd LLC

Denver, CO

New York, NY

CRD 6182356

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-04-09
NY RA APPROVED 2026-04-09
  • CO RA
    APPROVED
    Since 2026-04-09
  • NY RA
    APPROVED
    Since 2026-04-09

Branch Locations

Denver, CO • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janus Management Holdings Corp Denver CO 07/2014 03/2022
Janus Henderson Distributors Us Llc Denver CO 07/2014 03/2022
Nuveen Securities, Llc Denver CO 03/2022 03/2026
Nuveen Asset Management, Llc Chicago IL 03/2022 03/2026
Neuberger Berman Bd Llc New York NY 04/2026 Present
  • 07/2014 → 03/2022
    Janus Management Holdings Corp
    Denver, CO
  • 07/2014 → 03/2022
    Janus Henderson Distributors Us Llc
    Denver, CO
  • 03/2022 → 03/2026
    Nuveen Securities, Llc
    Denver, CO
  • 03/2022 → 03/2026
    Chicago, IL
  • 04/2026 → Present
    New York, NY
Previous Registrations
Other Businesses

Name: Colter Manor Position: Sole Proprietor Nature: Airbnb Rental Property Investment Related: No Hours: 10 per month Securities trading hours: None Start date: 04/01/2018 Address: Home Address, Denver, CO 80203 Description: Airbnb Rental Property

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-22
S66 Uniform Combined State Law Examination 2014-01-09
  • S65 Uniform Investment Adviser Law Examination
    2022-07-22
  • S66 Uniform Combined State Law Examination
    2014-01-09
Other Names
  • Benjamin James Colter

View on SEC IAPD

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