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Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-10-14
  • IN RA
    APPROVED
    Since 2019-10-14

Branch Locations

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • UNITED STATES

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

2920 Conservation Club Rd, Lafayette, IN 47905 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Lafayette IN 10/2015 10/2019
Calton & Associates, Inc. Lafayette IN 10/2019 Present
Previous Registrations
  • 2015-10-29 → 2019-10-30
    Lafayette, IN
    San Diego, CA
    Lafayette, IN
    Lafayette, IN
    Lafayette, IN
  • 2014-01-21 → 2015-10-29
    Lafayette, IN
  • 2013-09-11 → 2014-01-21
    Cetera Investment Services Llc
    Lafayette, IN
    Lafayette, IN
    Crawfordsville, IN
    Frankfort, IN
    Reynolds, IN
    Brookston, IN
    Lafayette, IN
    Muncie, IN
    Lafayette, IN
Other Businesses

1) M3D Property Management, LLC, Is Not Investment Related, Property Management, Managing Member,2020-11-25,5 hours per month,5 hours per month during trading hours, Other Compensation, Split of any business profits among other owners. 2) LWMG Insurance, LLC, Is Not Investment Related,"133 N 4th St, Suite 501, Lafayette, IN, 47901, Insurance Sales, President / CEO,2020-02-19,20 hours per month,20 hours per month during trading hours, Commission Compensation, Sales of P&C Insurance Products. 3) Aflac, Is Not Investment Related,133 N 4th Street, Suite 501, Lafayette, IN, 47901, Fixed Insurance, Broker,2019-10-16,10 hours per month,10 hours per month during trading hours, Commission Compensation, Sell fixed insurance products. 4) Lafayette Wealth Management Group, LLC, Is Investment Related,"133 N 4th Street, Suite 501, Lafayette, IN, 47901, United States", DBA for Calton & Associates Business, President / CEO,2015-12-28,200 hours per month,200 hours per month during trading hours, Commission Compensation, Wealth Advisor, this is a DBA for my Calton & Associates Business. 5) RSW Sports Management LLC, Not Investment Related, Sports Leagues, Teams, Camps and Clinics, Owner, 2022-05-18, 2409 Farmington PL, Lafayette, IN 47905. 1 hour per month,1 hour per month during trading hours, Compensation: based on net proceeds at end of year. Will manage the financials for the business. Will manage the financials for the business . 6) RSW Property Management, Inc. Not Investment Related, Property Management, Partner, 2022-05-18, 2409 Farmington PL, Lafayette, IN 47905. 1 hour per month,1 hour per month during trading hours, Compensation, Revenue Sharing. Own real estate to be leased out to other business. 7) MD3 Sports Management. Not Investment Related. Partner. Address: 2409 Farmington PL Lafayette, IN 47905. Sports leagues and tournaments. 0 hours spent during securities trading hours. Started 2020-11-25, compensation will be a split of net revenue. Will manage the financials for the business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-11
  • S66 Uniform Combined State Law Examination
    2013-09-11
Other Names
  • David Sharp

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