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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-23
  • MN RA
    APPROVED
    Since 2023-08-23

Branch Locations

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

301 Carlson Parkway, Suite 140, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc St. Cloud MN 02/2014 05/2017
Northwestern Mutual Investment Services Llc Deephaven MN 09/2018 09/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2018 08/2019
Sanford C. Bernstein & Co., Llc. Minneapolis MN 09/2019 08/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2013 05/2017
Ck Advertising Cape Coral FL 07/2017 12/2017
Halls House Of Marketing Saint Cloud MN 07/2017 Present
Kensington Bank Saint Cloud MN 12/2017 10/2018
Ironworks Consulting Woodbury MN 02/2021 09/2021
K Forrester Scheewind Deephaven MN 09/2018 08/2019
Alliance Bernstein Minneapolis MN 09/2019 08/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2021 02/2023
Northwestern Mutual Investment Services Llc Minneapolis MN 09/2021 02/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2022 02/2023
Lpl Financial Llc Saint Augusta MN 02/2023 Present
  • 02/2014 → 05/2017
    Northwestern Mutual Investment Services, Llc
    St. Cloud, MN
  • 09/2018 → 09/2019
    Northwestern Mutual Investment Services Llc
    Deephaven, MN
  • 10/2018 → 08/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2019 → 08/2020
    Sanford C. Bernstein & Co., Llc.
    Minneapolis, MN
  • 04/2013 → 05/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2017 → 12/2017
    Ck Advertising
    Cape Coral, FL
  • 07/2017 → Present
    Halls House Of Marketing
    Saint Cloud, MN
  • 12/2017 → 10/2018
    Kensington Bank
    Saint Cloud, MN
  • 02/2021 → 09/2021
    Ironworks Consulting
    Woodbury, MN
  • 09/2018 → 08/2019
    K Forrester Scheewind
    Deephaven, MN
  • 09/2019 → 08/2020
    Alliance Bernstein
    Minneapolis, MN
  • 09/2021 → 02/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2021 → 02/2023
    Northwestern Mutual Investment Services Llc
    Minneapolis, MN
  • 04/2022 → 02/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2023 → Present
    Lpl Financial Llc
    Saint Augusta, MN
Other Businesses

1) 02/2023 - Opulence Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel 2) 02/2023 - Halls House of Marketing - Owner, Marketing Consulting - Non-Inv Rel - Augusta, MN - Start: 06/2017 - 10 Hr/Mth 3) 02/2023 - Sauk Rapids Rice High School - High School Girls Soccer Coach - Non-Inv Rel - Sauk Rapids, MN - Start: 08/2021 - 60 Hr/Mth 4) 11/12/2024 - Great Valley Advisor Group, Inc. - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/18/2024 - 160 Hours per Month/ 4 Hours During Trading - I provide investment advisory services to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 11/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 11/12/2024 - DSB ROCK ISLAND WEALTH MANAGEMENT, LLC - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/18/2024 - 160 Hours per Month/ 4 Hours During Trading - I provide investment advisory services to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 11/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 11/13/2024 - DSB Rock Island - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/18/2024 - 40 Hours per Month/ 4 Hours During Trading 7) 11/18/2024 - DSB Rock Island Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/18/2024 - 40 Hours per Month/ 5 Hours During Trading-

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-23
S63 Uniform Securities Agent State Law Examination 2014-12-18
  • S65 Uniform Investment Adviser Law Examination
    2023-08-23
  • S63 Uniform Securities Agent State Law Examination
    2014-12-18
Other Names
  • Kayla J Hall
  • Kayla Hall
  • Kayla Jo Berg
  • Kayla Jo Berg
  • Kayla Jo Berg
  • Kayla Jo Hall
  • Kayla Berg
  • Kayla Berg
  • Kayla Hall

View on SEC IAPD

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