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920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-08-23 |
Branch Locations
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
301 Carlson Parkway, Suite 140, Minnetonka, MN 55305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | St. Cloud | MN | 02/2014 | 05/2017 |
| Northwestern Mutual Investment Services Llc | Deephaven | MN | 09/2018 | 09/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2018 | 08/2019 |
| Sanford C. Bernstein & Co., Llc. | Minneapolis | MN | 09/2019 | 08/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2013 | 05/2017 |
| Ck Advertising | Cape Coral | FL | 07/2017 | 12/2017 |
| Halls House Of Marketing | Saint Cloud | MN | 07/2017 | Present |
| Kensington Bank | Saint Cloud | MN | 12/2017 | 10/2018 |
| Ironworks Consulting | Woodbury | MN | 02/2021 | 09/2021 |
| K Forrester Scheewind | Deephaven | MN | 09/2018 | 08/2019 |
| Alliance Bernstein | Minneapolis | MN | 09/2019 | 08/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2021 | 02/2023 |
| Northwestern Mutual Investment Services Llc | Minneapolis | MN | 09/2021 | 02/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2022 | 02/2023 |
| Lpl Financial Llc | Saint Augusta | MN | 02/2023 | Present |
1) 02/2023 - Opulence Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel 2) 02/2023 - Halls House of Marketing - Owner, Marketing Consulting - Non-Inv Rel - Augusta, MN - Start: 06/2017 - 10 Hr/Mth 3) 02/2023 - Sauk Rapids Rice High School - High School Girls Soccer Coach - Non-Inv Rel - Sauk Rapids, MN - Start: 08/2021 - 60 Hr/Mth 4) 11/12/2024 - Great Valley Advisor Group, Inc. - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/18/2024 - 160 Hours per Month/ 4 Hours During Trading - I provide investment advisory services to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 11/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 11/12/2024 - DSB ROCK ISLAND WEALTH MANAGEMENT, LLC - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/18/2024 - 160 Hours per Month/ 4 Hours During Trading - I provide investment advisory services to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 11/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 11/13/2024 - DSB Rock Island - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/18/2024 - 40 Hours per Month/ 4 Hours During Trading 7) 11/18/2024 - DSB Rock Island Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/18/2024 - 40 Hours per Month/ 5 Hours During Trading-
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-18 |
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