Carolyn Suzanne Pike

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → Present
  Money Concepts
  Louisville, KY
• 01/2003 → Present
  Carolyn Pike, Certified Rolfer/Lmt
  Louisville, KY
• 01/1988 → Present
  Carolyn Pike, Free-Lance Musician
  Louisville, KY
• 02/2025 → Present
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
• 10/2024 → Present
  Lytle And Sons, Inc
  Louisville, KY

Other Businesses

1. NAME OF BUSINESS: CAROLYN PIKE. NOT INVESTMENT RELATED. SPECIALIZED MASSAGE . THERAPY: STRUCTURAL INTEGRATION/ROLFING. CERTIFIED ROLFER. OWNER/PRACTITIONER. START DATE 12/15/2003. 12 HRS PER MONTH ON AVERAGE. 6 HRS PER MONTH ON AVERAGE DURING SECURITIES TRADING HOURS. I SEE INDIVIDUAL CLIENTS FOR STRUCTURAL INTEGRATION SESSIONS AS TAUGHT AT THE DR IDA ROLF INSTITUTE FOR STRUCTURAL INTEGRATION, A TRANSFORMATIVE BODYWORK THERAPY https://rolf.org/ 2. NAME OF BUSINESS: CAROLYN PIKE. MUSICIAN. NOT INVESTMENT RELATED. MUSIC. PROFESSIONAL VIOLINIST AND MUSIC TEACHER. OWNER/PRACTITIONER. 01/01/1988. I OCCASIONALLY HAVE THE OPPORTUNITY TO WORK AS A PROFESSIONAL VIOLINIST AND MUSIC TEACHER. I HAVE DONE SO SINCE 1988. HOURS VARY FROM 0-6 HOURS PER MONTH. 2 HOURS DURING SECURITIES TRADING HOURS. 3. NAME OF BUSINESS: CAROLYN PIKE. NOT INVESTMENT RELATED. HEALTHCARE . RN. EMPLOYEE. 01/01/2016. I OCCASIONALLY HAVE THE OPPORTUNITY TO WORK AS AN RN UP TO AN AVERAGE OF 6 HOURS PER MONTH WITH 2 OF THOSE HOURS BEING DURING SECURITIES TRADING HOURS. 4. Lytle and Sons, Inc, since 10/2024, Administrator, Office duties, Administrative, Non-investment related, 21-40% time spent on activity during securities hrs.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-07-22
• S63 Uniform Securities Agent State Law Examination
  2025-06-02

Other Names

• Carolyn Suzanne Pike
• Carolyn Suzane Pike