Jaime Arnaldo Rodriguez Pagan

Employer firm

Popular Securities, LLC CRD 8096

$2.62B regulatory AUM 36 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Popular Securities, Llc

Popular Center, 208 Ponce De Leon Suite 1200, Hato Rey, PR 00918 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2016-09-07

PR RA
APPROVED

Since 2016-09-07

Branch Locations

208 Ponce De Leon Ave Popular Center Suite 1200, San Juan, PR 00918 • United States

Urb Flamboyan Garden #300 Ave. Dr. Ramon L. Rodriguez, Bayamon, PR 00957 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Banco Popular De Puerto Rico	Bayamon	PR	03/2011	09/2022
Banco Popular De Puerto Rico	Bayamon	PR	09/2022	06/2024
Banco Popular De Puerto Rico	Manati	PR	06/2024	Present

03/2011 → 09/2022

Banco Popular De Puerto Rico

Bayamon, PR
09/2022 → 06/2024

Banco Popular De Puerto Rico

Bayamon, PR
06/2024 → Present

Banco Popular De Puerto Rico

Manati, PR

Other Businesses

Banco Popular de Puerto Rico (Commercial Relationship Officer) - Manatí Popular Center Plaza Monte Real Carr. #2 KM 45.6 Manatí PR 00674 - Full time Employee - Non-Investment Related - Compensation = Salary - Nature of business = Banking - Start Date = 6/10/2024

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-08-13

S65 Uniform Investment Adviser Law Examination

2015-08-13

View on SEC IAPD