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Sebastian Ramirez

Latin Securities Inc.

Miami, FL

CRD 6181852

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Employer firm

Latin Securities Inc. CRD 164117

$48.9M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Latin Securities Inc.

100 Se 2Nd Street, Suite #3975, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2023-10-30
FL RA APPROVED 2023-06-29
  • WY RA
    APPROVED
    Since 2023-10-30
  • FL RA
    APPROVED
    Since 2023-06-29

Branch Locations

100 Se 2Nd Street, Suite #3975, Miami, FL 33131 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Miami FL 09/2020 05/2021
Banco Santander International Miami FL 09/2013 09/2020
Morgan Stanley Smith Barney Llc Coral Gabel FL 05/2021 09/2022
Morgan Stanley Private Bank, N.A New York NY 05/2021 09/2022
Latin Securities Inc Miami FL 03/2023 Present
Independent Consulting Miami FL 10/2022 03/2023
  • 09/2020 → 05/2021
    Wells Fargo Clearing Services, Llc
    Miami, FL
  • 09/2013 → 09/2020
    Banco Santander International
    Miami, FL
  • 05/2021 → 09/2022
    Morgan Stanley Smith Barney Llc
    Coral Gabel, FL
  • 05/2021 → 09/2022
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 03/2023 → Present
    Latin Securities Inc
    Miami, FL
  • 10/2022 → 03/2023
    Independent Consulting
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-08
  • S66 Uniform Combined State Law Examination
    2020-08-08
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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