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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-05-07
  • MA RA
    APPROVED
    Since 2025-05-07

Branch Locations

107 High Street, Danvers, MA 01923 • United States

435 Winthrop Ave, Lawrence, MA 01843 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
People'S United Bank Beverly MA 08/2008 09/2019
People'S Securities, Inc. Danvers MA 04/2013 04/2025
Peoples United Advisors, Inc. Danvers MA 10/2019 04/2025
Lpl Financial Llc Danvers MA 08/2022 04/2025
Lpl Financial Llc Danvers MA 08/2022 04/2025
Osaic Institutions, Inc Meriden CT 04/2025 Present
Brookline Bank Danvers MA 04/2025 Present
  • 08/2008 → 09/2019
    People'S United Bank
    Beverly, MA
  • 04/2013 → 04/2025
    People'S Securities, Inc.
    Danvers, MA
  • 10/2019 → 04/2025
    Peoples United Advisors, Inc.
    Danvers, MA
  • 08/2022 → 04/2025
    Danvers, MA
  • 08/2022 → 04/2025
    Danvers, MA
  • 04/2025 → Present
    Meriden, CT
  • 04/2025 → Present
    Brookline Bank
    Danvers, MA
Previous Registrations
  • 2022-08-17 → 2025-05-23
    Bridgeport, CT
    Danvers, MA
    Topsfield, MA
    Beverly, MA
    Beverly, MA
    Manchester, MA
    Beverly, MA
    Peabody, MA
    Salem, MA
    Danvers, MA
    South Hamilton, MA
    Saugus, MA
    Woburn, MA
    Beverly, MA
    Methuen, MA
    North Andover, MA
    Andover, MA
    Methuen, MA
    Lowell, MA
    Andover, MA
    Needham, MA
    Beverly, MA
    Beverly, MA
    South Hamilton, MA
    Middleton, MA
    Beverly, MA
  • 2019-12-11 → 2022-08-17
    People'S United Advisors, Inc.
    Danvers, MA
  • 2016-08-29 → 2020-03-31
    People'S Securities, Inc.
    Danvers, MA
    Beverly, MA
    Bridgeport, CT
    Danvers, MA
    Beverly, MA
    Beverly, MA
    Manchester By The Sea, MA
    Manchester, NH
    Hampstead, NH
    South Hamilton, MA
    Derry, NH
    Plaistow, NH
    Peabody, MA
    Middleton, MA
    Manchester, NH
    Salem, NH
    Danvers, MA
    Beverly, MA
    Saugus, MA
    Salem, MA
    Topsfield, MA
    Bridgeport, CT
    Danvers, MA
    Bridgeport, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-20
S63 Uniform Securities Agent State Law Examination 2013-05-06
  • S65 Uniform Investment Adviser Law Examination
    2016-07-20
  • S63 Uniform Securities Agent State Law Examination
    2013-05-06
Other Names
  • Amy Christine D'ARrigo
  • Amy Christine Neider
  • Amy Pasquarelli

View on SEC IAPD

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