Ravi Bala Subramaniam

955,800 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-01-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Tiaa	Denver	CO	08/2007	12/2019
Tiaa-Cref Individual & Institutional Services, Llc	Denver	CO	08/2007	12/2019
Allstate Insurance Co.	Denver	CO	06/2020	08/2021
Unemployed	Denver	CO	01/2020	05/2020
Moloney Securities Co., Inc.	Manchester	MO	08/2021	11/2022
Charles Schwab & Co., Inc.	Austin	TX	11/2022	Present

08/2007 → 12/2019

Tiaa

Denver, CO
08/2007 → 12/2019

Tiaa-Cref Individual & Institutional Services, Llc

Denver, CO
06/2020 → 08/2021

Allstate Insurance Co.

Denver, CO
01/2020 → 05/2020

Unemployed

Denver, CO
08/2021 → 11/2022

Moloney Securities Co., Inc.

Manchester, MO
11/2022 → Present

Charles Schwab & Co., Inc.

Austin, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-01-22
S63	Uniform Securities Agent State Law Examination	2003-10-27