Jason M Carlin

Current Employers

Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-26

NY RA
APPROVED

Since 2021-03-26

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

51 East 4Th Street, Dunkirk, NY 14048 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl	E. Aurora	NY	05/2012	09/2016
First Niagara Securities	E. Aurora	NY	05/2012	09/2016
Key Investment Services Llc	Cheekotwaga	NY	09/2016	12/2016
Keybank	Hamburg	NY	09/2016	07/2020
Key Investment Services Llc	Cheekotwaga	NY	12/2016	07/2020
Key Investment Services	Hamburg	NY	07/2020	Present

05/2012 → 09/2016

Lpl

E. Aurora, NY
05/2012 → 09/2016

First Niagara Securities

E. Aurora, NY
09/2016 → 12/2016

Key Investment Services Llc

Cheekotwaga, NY
09/2016 → 07/2020

Keybank

Hamburg, NY
12/2016 → 07/2020

Key Investment Services Llc

Cheekotwaga, NY
07/2020 → Present

Key Investment Services

Hamburg, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-05
S63	Uniform Securities Agent State Law Examination	2006-04-28

S66 Uniform Combined State Law Examination

2015-10-05
S63 Uniform Securities Agent State Law Examination

2006-04-28

View on SEC IAPD

Current Employers

Key Investment Services Llc

Disclosures

Employment History

Exams

Other Firms

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