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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-11-14
MO RA APPROVED 2024-11-14
OH RA APPROVED 2024-11-14
  • KY RA
    APPROVED
    Since 2024-11-14
  • MO RA
    APPROVED
    Since 2024-11-14
  • OH RA
    APPROVED
    Since 2024-11-14

Branch Locations

12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America West Harrison IN 03/2013 01/2018
Pruco Securities, Llc Columbus OH 05/2018 02/2020
Kenwood Dealer Group Agency Cincinnati OH 01/2018 05/2018
Pruco Securities, Llc West Harrison IN 03/2013 01/2018
The Prudential Insurance Company Of America Columbus OH 05/2018 02/2020
The Prudential Insurance Company Of America Cincinnati OH 04/2020 11/2020
Pruco Securities, Llc Cincinnati OH 04/2020 11/2020
Unemployed Independence KY 02/2020 04/2020
Pruco Securities, Llc. St Louis MO 11/2020 11/2024
Prudential Insurance Company Of America St Louis MO 11/2020 Present
Lpl Enterprise, Llc St. Louis MO 11/2024 Present
  • 03/2013 → 01/2018
    The Prudential Insurance Company Of America
    West Harrison, IN
  • 05/2018 → 02/2020
    Columbus, OH
  • 01/2018 → 05/2018
    Kenwood Dealer Group Agency
    Cincinnati, OH
  • 03/2013 → 01/2018
    West Harrison, IN
  • 05/2018 → 02/2020
    The Prudential Insurance Company Of America
    Columbus, OH
  • 04/2020 → 11/2020
    The Prudential Insurance Company Of America
    Cincinnati, OH
  • 04/2020 → 11/2020
    Cincinnati, OH
  • 02/2020 → 04/2020
    Unemployed
    Independence, KY
  • 11/2020 → 11/2024
    St Louis, MO
  • 11/2020 → Present
    Prudential Insurance Company Of America
    St Louis, MO
  • 11/2024 → Present
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-13
S63 Uniform Securities Agent State Law Examination 2013-06-04
  • S65 Uniform Investment Adviser Law Examination
    2017-04-13
  • S63 Uniform Securities Agent State Law Examination
    2013-06-04
Other Names
  • Larry Michael Grubish

View on SEC IAPD

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