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Anna Marie Hathaway

Wells Fargo Clearing Services, LLC

Charlotte, NC

Concord, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2008-12-12
  • NC RA
    APPROVED
    Since 2008-12-12

Branch Locations

6000 Fairview Rd Ste 800, Charlotte, NC 28210 • United States

Concord, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlotte NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 Present
Previous Registrations
  • 2008-08-22 → 2008-12-11
    Banc Of America Investment Services, Inc.
    Charlotte, NC
  • 2007-03-22 → 2008-08-05
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 2006-10-03 → 2006-12-31
    Wells Fargo Investments, Llc
    Anchorage, AK
    Anchorage, AK
    Anchorage, AK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-07
  • S66 Uniform Combined State Law Examination
    2006-09-07
Other Names
  • Anna Marie Griesmer

View on SEC IAPD

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