Christopher Daniel Ferraro

Current Employers

Employment History

• 05/2013 → 11/2019
  Jp Morgan Securities, Llc
  Chicago, IL
• 03/2016 → 11/2019
  Jp Morgan Securities, Llc
  Chicago, IL
• 11/2019 → 03/2021
  Wells Fargo Clearing Services, Llc
  Chicago, IL
• 03/2021 → 04/2025
  Northern Trust Securities, Inc.
  Chicago, IL
• 04/2025 → Present
  Lpl Financial Llc
  Downers Grove, IL
• 04/2025 → Present
  Highpoint Advisor Group, Llc
  Downers Grove, IL

Previous Registrations

• 2021-03-11 → 2025-04-08
  Northern Trust Securities, Inc.
  Chicago, IL
  Chicago, IL
• 2019-11-05 → 2021-03-11
  Wells Fargo Clearing Services, Llc
  Westchester, IL
  Chicago, IL
• 2016-03-31 → 2019-11-14
  J.P. Morgan Securities Llc
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL

Other Businesses

1) Christopher Ferraro is dually registered with HighPoint Advisor Group, LLC ("HAP") and LPL Financial LLC ("LPL Financial"). Mr. Ferraro has served as an Investment Advisor Representative ("IAR") with HPAG and as a Registered Representative ("RR") with LPL Financial since 04/2025. Business is conducted from 2651 Warrenville Road, Suite 200, Downers Grove, IL, 60515. Approximately 90% of Mr. Ferraro's time is for services as an IAR and the balance as an RR. 2) 04/11/2025 - HighPoint Planning Partners - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 04/08/2025 - 40 Hrs/Mth - 40 Hrs During Trading. 3) 04/10/2025 - Highpoint Advisor Group, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date: 03/17/2025 - I provide investment advisory services through Highpoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 3/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. - 160 Hrs/Mth - 5 Hrs During Trading. -

Exams

• S66 Uniform Combined State Law Examination
  2016-03-25
• S63 Uniform Securities Agent State Law Examination
  2013-06-06

Other Names

• Chris Daniel Ferraro
• Christopher D Ferraro
• Chris Ferraro
• Christopher Daniiel Ferraro