Eric Zachary Rosen

Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 11/2018
  Sii
  Los Angeles, CA
• 05/2016 → Present
  Seia, Llc
  Los Angeles, CA
• 12/2017 → Present
  Sia Llc
  Los Angeles, CA
• 11/2018 → 09/2022
  Royal Alliance Associates, Inc.
  Los Angeles, CA
• 09/2022 → Present
  Ses Llc
  Los Angeles, CA

Previous Registrations

• 2018-08-09 → 2025-12-31
  Signature Intelligent Portfolios, Llc
  Los Angeles, CA
• 2016-01-26 → 2016-05-13
  Wedbush Securities Inc.
  Pasadena, CA

Other Businesses

1. SIGNATURE INVESTMENT ADVISORS, LLC. POSITION: CCO, Chief Growth and Strategy Officer, NATURE: Registered Investment Advisors. LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 12/31/2017 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: Manage compliance program and growth initiatives. 2. ERIC ROSEN INSURANCE LICENSE - NON-PRODUCER POSITION: CA Insurance License Holder NATURE: I have a CA Insurance License. Used for supervisory purposes only. Non-producer. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 08/29/2016 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: I have a CA Insurance license for supervisory purposes only. I do not market it at all. I am not a producer. 3. SEIA LLC POSITION: CCO, Chief Growth and Strategy Officer, NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/23/2016 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: Manage compliance program and growth initiatives.

Exams

• S66 Uniform Combined State Law Examination
  2016-01-21