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2001 Market St. Suite 2500, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-09-12 |
Branch Locations
2001 Market St. Suite 2500, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Philadelphia | PA | 08/2015 | 09/2021 |
| Bank Of America, N.A. | Philadelphia | PA | 09/2017 | 09/2021 |
| Liberty One Wealth Advisors | Philadelphia | PA | 09/2021 | Present |
Name of outside business organization: Rental Property Investment related: No Address of business: 1730 N 29th Street, Philadelphia PA 19121 Nature of business: Rental prperty Position, title, association: Owner, landlord Start date of relationship: 6/15/2018 Number of hours/month devoted: less than 1 hour Number of hours devoted during trading hours: 0 Duties: Owner and landlord; maintenance, pick up rent For profit or not for profit: Non-Profit Organization Name of outside business organization: Big Brothers Big Sisters Investment related: No Address of business: Philadelphia, Pennsylvania 19109 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 10/1/2018 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Internal group to help facilitate recruiting activities and provide resources for volunteers. Name of outside business organization: Liberty One Private Risk Investment related: No Address of business: Philadelphia, Pennsylvania 19109 Nature of business: Insurance Position, title, association: Managing Director Start date of relationship: 3/2024 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: providing insurance solutions to its clients
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-21 |
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