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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-02 |
| TX | RA | APPROVED | 2022-09-02 |
| WA | RA | APPROVED | 2022-09-02 |
Branch Locations
South Lake Tahoe , CA • United States
587 Old Mammoth Rd Ste 9 Office 3, Mammoth Lakes, CA 93546 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 04/2013 | 01/2018 |
| Pruco Securities, Llc. | Bellevue | WA | 02/2018 | Present |
| Prudential Insurance Company Of America | Bellevue | WA | 02/2018 | Present |
| Wells Fargo Advisors Financial Network, Llc | Mammoth Lakes | CA | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-07 |
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