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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-01
FL RA APPROVED 2015-07-14
  • TX RA
    APPROVED_RES
    Since 2019-08-01
  • FL RA
    APPROVED
    Since 2015-07-14

Branch Locations

9000 Southside Blvd Bldg 600, Jacksonville, FL 32256 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 04/2013 Present
Bank Of America, N.A. Jacksonville FL 08/2019 Present
Other Businesses

I* 2114261, Entity Type: Entity For ProfitName of OBA: Personal Memoir "Half-Life" - Querying for PublicationAddress: Jacksonville, Florida, 32205, United StatesInvestment Related: NoPosition, Title, Association: Consultant/Independent Contractor, OtherEmployee Start Date: 12/09/2024.No Hours: 12 hrs. weeklyNo Hours during trading: 0Duties: Literary memoir about growing up in poverty, focused on themes of childhood trauma, resilience, and healing. Project includes writing and seeking publication of the full manuscript through traditional publishing channels, as well as submitting related personal essays to literary magazines to build author platform. Expected Responsibilities: - Complete manuscript revisions and edits - Query literary agents for representation - Submit personal essays to literary publications - Engage with potential literary agents and publishers - Participate in standard author marketing activities if published All activities will be conducted outside of business hours with no connection to my role at Bank of America or the financial services industry. Content is strictly personal/creative with no financial advice or industry discussion. No firm resources or information will be used, and project will not interfere with professional responsibilities. I*3898265 Entity Type: Entity For Profit Name of OBA: SubStack Newsletter: "Radical Kindness: Empathy as Rebellion" Address: Jacksonville, Florida, 32205 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 03/03/2026 Number of Hours: 5, Weekly Number of Hours during trading: 0, Weekly Duties: I publish a newsletter on Substack focused exclusively on ethics, philosophy, and personal development. I write essays about ethics, philosophy, and personal development in my spare time.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-10
S63 Uniform Securities Agent State Law Examination 2013-06-20
  • S65 Uniform Investment Adviser Law Examination
    2015-07-10
  • S63 Uniform Securities Agent State Law Examination
    2013-06-20
Other Names
  • Anthony Salvatore Curtis

View on SEC IAPD

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