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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

7310 Day Creek Blvd, Rancho Cucamonga, CA 91739-8035 • United States

Azusa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uber Los Angeles CA 08/2014 11/2017
Lyft Los Angeles CA 08/2014 11/2017
Tjr Holdings Llc Garden City NY 12/2014 10/2017
Axa Advisors, Llc New York NY 10/2017 04/2018
Planmember Securities Corporation Carpinteria CA 04/2020 04/2021
Brancov Financial Services Downey CA 04/2020 04/2021
Reder & Feig Llp Los Angeles CA 10/2018 04/2021
Neilson Financial Services Los Angeles CA 04/2018 08/2018
Lyft Los Angeles CA 04/2018 12/2018
Fidelity Investments Los Angeles CA 04/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 08/2014 → 11/2017
    Uber
    Los Angeles, CA
  • 08/2014 → 11/2017
    Lyft
    Los Angeles, CA
  • 12/2014 → 10/2017
    Tjr Holdings Llc
    Garden City, NY
  • 10/2017 → 04/2018
    Axa Advisors, Llc
    New York, NY
  • 04/2020 → 04/2021
    Carpinteria, CA
  • 04/2020 → 04/2021
    Brancov Financial Services
    Downey, CA
  • 10/2018 → 04/2021
    Reder & Feig Llp
    Los Angeles, CA
  • 04/2018 → 08/2018
    Neilson Financial Services
    Los Angeles, CA
  • 04/2018 → 12/2018
    Lyft
    Los Angeles, CA
  • 04/2021 → Present
    Fidelity Investments
    Los Angeles, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
Other Businesses

OBA-112454|OrgNmn:Phabulous Care Family LLC|Org Addr:Azusa,California,US|OBA Nature:This business is to hold the o|Invst Rel:N|Title:Owner|Duties:My role is limited to monitoring the applications buildout by developer until completion|StrtDt:08-26-24|TotHrs/mon:5|TrdHrs/mon:0|OBA-112633|OrgNmn:Unifying Visions Solutions|Org Addr:Sacramento,California,US|OBA Nature:This business is a multi-verti|Invst Rel:N|Title:Independent Contractor|Duties:In addition to vehicle rental operations via the Turo platform, the business provides technology consulting services to small and medium-sized|StrtDt:08-31-24|TotHrs/mon:10|TrdHrs/mon:0|

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-08-10
S66 Uniform Combined State Law Examination 2018-03-05
  • S63 Uniform Securities Agent State Law Examination
    2021-08-10
  • S66 Uniform Combined State Law Examination
    2018-03-05
Other Names
  • Jean-Baptiste Afflack
  • Jean Baptiste Afflack

View on SEC IAPD

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