Inactive

Alexandra Terese Labagh

Foster City, CA

CRD 6180416

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Employer firm

Bailard, Inc. CRD 110550

$7.56B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Bailard, Inc.

950 Tower Ln Ste 1900, Foster City, CA 94404-2131 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-05-20
NY	RA	APPROVED	2024-05-20

CA RA
APPROVED

Since 2024-05-20
NY RA
APPROVED

Since 2024-05-20

Branch Locations

Brooklyn, NY • United States

950 Tower Ln Ste 1900, Foster City, CA 94404-2131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Republic Bank	New York	NY	10/2010	06/2022
First Republic Securities Company, Llc	New York	NY	04/2013	06/2022
Bailard, Inc	Foster City	CA	12/2023	Present
Unemployed	Brooklyn	NY	07/2022	11/2023

10/2010 → 06/2022

First Republic Bank

New York, NY
04/2013 → 06/2022

First Republic Securities Company, Llc

New York, NY
12/2023 → Present

Bailard, Inc

Foster City, CA
07/2022 → 11/2023

Unemployed

Brooklyn, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-05-20
S63	Uniform Securities Agent State Law Examination	2014-01-15

S65 Uniform Investment Adviser Law Examination

2024-05-20
S63 Uniform Securities Agent State Law Examination

2014-01-15

View on SEC IAPD

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