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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-10-09
OH RA APPROVED 2013-06-24
  • TX RA
    APPROVED
    Since 2013-10-09
  • OH RA
    APPROVED
    Since 2013-06-24

Branch Locations

10100 Innovation Dr, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dayton OH 03/2013 Present
Bank Of America, N.A. Dayton OH 08/2013 Present
Other Businesses

I*72375 For profit or not for profit: For-Profit Organization Name of outside business organization: Carlson Photography, LLC Investment related: N Address of business: Beavercreek, Ohio 45430 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 6/2/2014 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Business is for family and children portraits and wedding photography. I am not a partner in the business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-15
  • S66 Uniform Combined State Law Examination
    2013-06-15
Other Names
  • Christopher Dennis Carlson

View on SEC IAPD

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