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Grace Seymour

LPl Financial LLC

Nashville, TN

Fort Mill, SC

CRD 6179856

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-05-03
  • TN RA
    APPROVED
    Since 2024-05-03

Branch Locations

Nashville, TN • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 04/2013 02/2018
Ubs Financial Services Inc Nashville TN 02/2018 03/2024
Lpl Financial Llc Nashville TN 03/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-16
  • S66 Uniform Combined State Law Examination
    2013-12-16
Other Names
  • Grace Marie Seymour

View on SEC IAPD

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