Steven Brian Wittenberg

Employer firm

Sei Investments Management Corp CRD 105146

$216B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Sei Investments Management Corp

One Freedom Valley Drive, Oaks, PA 19456 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2014-01-01

PA RA
APPROVED

Since 2014-01-01

Branch Locations

One Freedom Valley Drive, Oaks, PA 19456 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sei	Oaks	PA	07/2012	Present
Simc	Oaks	PA	04/2013	Present

07/2012 → Present

Sei

Oaks, PA
04/2013 → Present

Simc

Oaks, PA

Other Businesses

EXCEL Realty Group, LLC, Non-investment related, 3 Huntrise Lane, West Chester, PA, Real estate brokerage and property management, 20% Owner/Broker of Record, 9/18/2015, 5 hours/month, no hours during business/trading hours, Passively oversee certain activities of a licensed real estate agent

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-12-30

S65 Uniform Investment Adviser Law Examination

2013-12-30

Other Names

Steven Wittenberg

View on SEC IAPD