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Stephen S. Gons

Mml Investors Services, LLC

Findlay, OH

CRD 6179810

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-07-13
  • OH RA
    APPROVED
    Since 2017-07-13

Branch Locations

Findlay, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Co Findlay OH 10/2010 Present
Mml Investors Services, Llc Findlay OH 04/2014 Present
W. Scott Gons Findlay OH 07/2005 05/2022
  • 10/2010 → Present
    Massachusetts Mutual Life Insurance Co
    Findlay, OH
  • 04/2014 → Present
    Mml Investors Services, Llc
    Findlay, OH
  • 07/2005 → 05/2022
    W. Scott Gons
    Findlay, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-09-10
  • S63 Uniform Securities Agent State Law Examination
    2025-09-10
Other Names
  • Stephen Gons

View on SEC IAPD

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