Rainier Anthony Radoc

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2020 → 02/2023
  Wells Fargo Clearing Services, Llc
  San Diego, CA
• 02/2023 → 04/2024
  Grape Modern Wealth Management
  Temecula, CA
• 06/2016 → 06/2020
  Jp Morgan Securities Llc
  Menifee, CA
• 04/2024 → 05/2025
  Jp Richardson Financial Services, Inc. Dba R & R Financial
  Temecula, CA
• 05/2025 → Present
  Lpl Financial Llc
  Orange, CA

Previous Registrations

• 2024-04-23 → 2025-05-05
  R & R Financial
  Temecula, CA
  Lake Elsinore, CA
• 2023-02-20 → 2024-05-13
  Grape Modern Wealth Management
  Temecula, CA
• 2020-06-05 → 2023-03-02
  Wells Fargo Clearing Services, Llc
  San Diego, CA
  Lake Elsinore, CA
  Lake Elsinore, CA
  Escondido, CA
• 2016-09-19 → 2020-06-18
  J.P. Morgan Securities Llc
  Chino, CA
  Chino Hills, CA
  Temecula, CA
  Wildomar, CA
  Lake Elsinore, CA
  Moreno Valley, CA
  Menifee, CA
  Sun City, CA
  Wildomar, CA
  Lake Elsinore, CA

Other Businesses

1- 04/2025 / Jaguar Capital Management / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 6-8 hrs during trading / At reported business location(s) 2- 04/2025 / Rsquared FS LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Elsinore, CA / Start date: 03/24/2023

Exams

• S66 Uniform Combined State Law Examination
  2016-09-16
• S63 Uniform Securities Agent State Law Examination
  2013-07-12

Other Names

• Rainier A Radoc