Eric J Goldberg

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 07/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 01/2025 → 01/2026
  Managed Account Advisors Llc
  Jersey City, NJ
• 08/2022 → 04/2024
  Guardian Life Insurance Company
  New York, NY
• 04/2024 → 01/2025
  Unemployed
  Upper Saddle River, NJ
• 01/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jersey City, NJ

Previous Registrations

• 2025-03-04 → 2026-04-29
  Managed Account Advisors Llc
  Jersey City, NJ
  Jersey City, NJ
• 2013-06-27 → 2022-07-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2013-06-26

Other Names

• Eric Jason Goldberg