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Andrew G Polony

Equitable Advisors, LLC

Bethlehem, PA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-01
PA RA APPROVED 2017-04-11
  • TX RA
    APPROVED_RES
    Since 2020-09-01
  • PA RA
    APPROVED
    Since 2017-04-11

Branch Locations

81 Highland Ave Suite 200, Bethlehem, PA 18017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors Llc New York NY 08/2013 06/2020
Equitable Advisors, Llc New York NY 08/2013 Present
Other Businesses

1) DBA The Rockland Group - Wealth Management, LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-10
S63 Uniform Securities Agent State Law Examination 2014-09-08
  • S65 Uniform Investment Adviser Law Examination
    2017-04-10
  • S63 Uniform Securities Agent State Law Examination
    2014-09-08
Other Names
  • Andrew Polony

View on SEC IAPD

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