Carlos F Sanabria

Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 02/2020
  Pnc Bank Wealth Management
  Vice President, Fixed Income, CA
• 08/2020 → 12/2021
  Payden & Rygel
  Los Angeles, CA
• 12/2021 → 03/2022
  Unemployed
  Los Angeles, CA
• 03/2022 → Present
  Seia Llc
  Los Angeles, CA
• 08/2023 → Present
  Ses Llc
  Los Angeles, CA
• 02/2020 → 08/2020
  Unemployed
  Los Angeles, CA

Other Businesses

SEIA LLC POSITION: Associate Advisor, NATURE: IRIA, INVESTMENT RELATED: Yes, NUMBER OF HOURS: 160, SECURITIES TRADING HOURS: 120, START DATE: 04/04/2022 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA sales & service

Exams

• S66 Uniform Combined State Law Examination
  2024-09-27

Other Names

• Carlos Fernando Sanabria