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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-12-08 |
Branch Locations
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
10 West Illinois Street Suite 120, St. Charles, IL 60174 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | St. Charles | IL | 04/2013 | Present |
| Highpoint Advisor Group, Llc (Dba: Onpath Financial) | St. Charles | IL | 10/2013 | Present |
1) 04/19/2013 - ONPATH FINANICAL/ DBA ONLY/ 100%/ ST. CHARLES, IL. 2) 02/03/2014 - REAL ESTATE RENTAL - TWO SINGLE FAMILY TOWNHOMES, NO CUSTOMERS, NO ADVISORS AS TENANTS - TIME SPENT 10% - AURORA, IL 3) 02/25/2014 - NON-VARIABLE INSURANCE - LICENSED IN ILLINOIS - TIME SPENT 20% - ST. CHARLES, IL 4) 07/29/2014 - HIGHPOINT ADVISOR GROUP, LLC - REGISTERED INVESTMENT ADVISOR HYBRID - ST. CHARLES, IL 5) 07/29/2014 - HIGHPOINT ADVISOR GROUP, LLC - REGISTERED INVESTMENT ADVISOR DBA - ONPATH FINANCIAL - ST CHARLES, IL. 6) 9/8/2014 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - KCT FINANCIAL SERVICES - 32 HOURS PER MONTH/16 HOURS DURING TRADING - ST CHARLES, IL. 7) 8/23/2018 - OnPath Private Client - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:09/01/2018 - 128 Hours Per Month/7 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-13 |
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