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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-12-08
  • IL RA
    APPROVED
    Since 2021-12-08

Branch Locations

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

10 West Illinois Street Suite 120, St. Charles, IL 60174 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc St. Charles IL 04/2013 Present
Highpoint Advisor Group, Llc (Dba: Onpath Financial) St. Charles IL 10/2013 Present
  • 04/2013 → Present
    Lpl Financial Llc
    St. Charles, IL
  • 10/2013 → Present
    Highpoint Advisor Group, Llc (Dba: Onpath Financial)
    St. Charles, IL
Previous Registrations
  • 2013-11-04 → 2021-12-31
    Highpoint Planning Partners
    St. Charles, IL
    Downers Grove, IL
    St. Charles, IL
Other Businesses

1) 04/19/2013 - ONPATH FINANICAL/ DBA ONLY/ 100%/ ST. CHARLES, IL. 2) 02/03/2014 - REAL ESTATE RENTAL - TWO SINGLE FAMILY TOWNHOMES, NO CUSTOMERS, NO ADVISORS AS TENANTS - TIME SPENT 10% - AURORA, IL 3) 02/25/2014 - NON-VARIABLE INSURANCE - LICENSED IN ILLINOIS - TIME SPENT 20% - ST. CHARLES, IL 4) 07/29/2014 - HIGHPOINT ADVISOR GROUP, LLC - REGISTERED INVESTMENT ADVISOR HYBRID - ST. CHARLES, IL 5) 07/29/2014 - HIGHPOINT ADVISOR GROUP, LLC - REGISTERED INVESTMENT ADVISOR DBA - ONPATH FINANCIAL - ST CHARLES, IL. 6) 9/8/2014 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - KCT FINANCIAL SERVICES - 32 HOURS PER MONTH/16 HOURS DURING TRADING - ST CHARLES, IL. 7) 8/23/2018 - OnPath Private Client - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:09/01/2018 - 128 Hours Per Month/7 Hours During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-13
  • S66 Uniform Combined State Law Examination
    2013-06-13
Other Names
  • Erin Katherine Brown-Carter
  • Erin Katherine Brown
  • Erin Brown-Carter

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