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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-08-24
  • FL RA
    APPROVED
    Since 2021-08-24

Branch Locations

5011 Gate Parkway, Building 200 Suite 300, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 07/2010 08/2021
Bbva Securities Inc. Jacksonville FL 05/2013 08/2021
Bbva Compass Insurance Agency, Inc. Austin TX 07/2013 08/2021
Bbva Wealth Solutions Inc. Jacksonville FL 05/2017 08/2021
Pnc Investments Jacksonville FL 08/2021 Present
  • 07/2010 → 08/2021
    Compass Bank
    Birmingham, AL
  • 05/2013 → 08/2021
    Bbva Securities Inc.
    Jacksonville, FL
  • 07/2013 → 08/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 05/2017 → 08/2021
    Bbva Wealth Solutions Inc.
    Jacksonville, FL
  • 08/2021 → Present
    Pnc Investments
    Jacksonville, FL
Previous Registrations
  • 2017-05-17 → 2021-08-23
    Pnc Managed Account Solutions, Inc.
    Austin, TX
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-16
S63 Uniform Securities Agent State Law Examination 2013-05-21
  • S66 Uniform Combined State Law Examination
    2017-05-16
  • S63 Uniform Securities Agent State Law Examination
    2013-05-21

View on SEC IAPD

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