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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-06 |
| FL | RA | APPROVED | 2017-11-08 |
Branch Locations
500 S. Australian Ave Suite 600, West Palm Beach, FL 33401 • United States
Jupiter, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | West Palm Beach | FL | 07/2014 | 03/2017 |
| Massmutual Life Insurance Co | West Palm Beach | FL | 07/2016 | Present |
| Mml Investors Services, Llc | West Palm Beach | FL | 03/2017 | Present |
(1) NAME: KRISTINA BERGMAN INV REL: Y ADDR: 500 S AUSTRALIAN AVE SUITE 600 WEST PALM BEACH FL 33401 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: AGENT START: 8/1/2014 NO HRS/MO: 5 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, LONG TERM CARE, & HEALTH. (2) NAME: KRISTINA BERGMAN, LLC, INV REL: Y, ADD: RESIDENTIAL ADDRESS NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 06/14/2018, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 0 (3)NAME: BERGMAN, PARKER & WALSH, LLC INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 07/01/2026 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DUTIES: PROPERTY AND CASUALTY (4)NAME: BERGMAN, PARKER & WALSH, LLC INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: PROPERTY & CASUALTY INSURANCE MARKETING POSITION: PARTNER START DATE: 07/01/2026 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-27 |
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