Kristina Maria Bergman

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 03/2017
  Metlife Securities Inc
  West Palm Beach, FL
• 07/2016 → Present
  Massmutual Life Insurance Co
  West Palm Beach, FL
• 03/2017 → Present
  Mml Investors Services, Llc
  West Palm Beach, FL

Other Businesses

(1) NAME: KRISTINA BERGMAN INV REL: Y ADDR: 500 S AUSTRALIAN AVE SUITE 600 WEST PALM BEACH FL 33401 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: AGENT START: 8/1/2014 NO HRS/MO: 5 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, LONG TERM CARE, & HEALTH. (2) NAME: KRISTINA BERGMAN, LLC, INV REL: Y, ADD: RESIDENTIAL ADDRESS NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 06/14/2018, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 0 (3)NAME: BERGMAN, PARKER & WALSH, LLC INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 07/01/2026 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DUTIES: PROPERTY AND CASUALTY (4)NAME: BERGMAN, PARKER & WALSH, LLC INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: PROPERTY & CASUALTY INSURANCE MARKETING POSITION: PARTNER START DATE: 07/01/2026 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-10-02
• S63 Uniform Securities Agent State Law Examination
  2017-07-27

Other Names

• Kristina Maria Nickler