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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-06
FL RA APPROVED 2017-11-08
  • TX RA
    APPROVED_RES
    Since 2025-03-06
  • FL RA
    APPROVED
    Since 2017-11-08

Branch Locations

500 S. Australian Ave Suite 600, West Palm Beach, FL 33401 • United States

Jupiter, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc West Palm Beach FL 07/2014 03/2017
Massmutual Life Insurance Co West Palm Beach FL 07/2016 Present
Mml Investors Services, Llc West Palm Beach FL 03/2017 Present
  • 07/2014 → 03/2017
    Metlife Securities Inc
    West Palm Beach, FL
  • 07/2016 → Present
    Massmutual Life Insurance Co
    West Palm Beach, FL
  • 03/2017 → Present
    West Palm Beach, FL
Other Businesses

(1) NAME: KRISTINA BERGMAN INV REL: Y ADDR: 500 S AUSTRALIAN AVE SUITE 600 WEST PALM BEACH FL 33401 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: AGENT START: 8/1/2014 NO HRS/MO: 5 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, LONG TERM CARE, & HEALTH. (2) NAME: KRISTINA BERGMAN, LLC, INV REL: Y, ADD: RESIDENTIAL ADDRESS NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 06/14/2018, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 0 (3)NAME: BERGMAN, PARKER & WALSH, LLC INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 07/01/2026 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DUTIES: PROPERTY AND CASUALTY (4)NAME: BERGMAN, PARKER & WALSH, LLC INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: PROPERTY & CASUALTY INSURANCE MARKETING POSITION: PARTNER START DATE: 07/01/2026 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-02
S63 Uniform Securities Agent State Law Examination 2017-07-27
  • S65 Uniform Investment Adviser Law Examination
    2017-10-02
  • S63 Uniform Securities Agent State Law Examination
    2017-07-27
Other Names
  • Kristina Maria Nickler

View on SEC IAPD

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