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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-10-14 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States
Pineville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fort Mill | SC | 11/2014 | 09/2021 |
| Financial Resources Group Investment Services, Llc | Fort Mill | SC | 01/2018 | 09/2021 |
| Gladstone Wealth Group | Fort Mill | SC | 06/2020 | 09/2021 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 09/2021 | Present |
| Tiaa | Charlotte | NC | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-09 |
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