William Andrew Baris

Current Employers

Spartan Capital Private Wealth Management Llc

45 Broadway 19Th Floor, New York, NY 10006 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-06-30

NJ RA
APPROVED

Since 2025-06-30

Branch Locations

Manorville, NY • United States

45 Broadway 19Th Floor, New York, NY 10006 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Standard Financial Company	New York	NY	11/2015	03/2018
Arive Capital Markets	Brooklyn	NY	03/2018	11/2018
Allied Millennial Partners	New York	NY	11/2018	06/2019
Joseph Stone Capital, Llc	Mineola	NY	06/2019	03/2020
Network 1 Financial Securities, Inc.	Red Bank	NJ	05/2020	10/2020
Savage Business Sales	Manorville	NY	11/2020	Present
Phx Financial, Inc.	Hauppauge	NY	03/2025	05/2025

11/2015 → 03/2018

First Standard Financial Company

New York, NY
03/2018 → 11/2018

Arive Capital Markets

Brooklyn, NY
11/2018 → 06/2019

Allied Millennial Partners

New York, NY
06/2019 → 03/2020

Joseph Stone Capital, Llc

Mineola, NY
05/2020 → 10/2020

Network 1 Financial Securities, Inc.

Red Bank, NJ
11/2020 → Present

Savage Business Sales

Manorville, NY
03/2025 → 05/2025

Phx Financial, Inc.

Hauppauge, NY

Other Businesses

1) savage business sales consulting corp, manorville, NY, owner, established for tax purpose, non investment related, 4 hours a month,

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-02-25
S63	Uniform Securities Agent State Law Examination	2013-06-12

S65 Uniform Investment Adviser Law Examination

2025-02-25
S63 Uniform Securities Agent State Law Examination

2013-06-12

Other Names

Will Baris

View on SEC IAPD