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Current Employers
W.A. Smith Financial Group

4604 Timber Commons Drive, Sandusky, OH 44870 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2013-03-27
  • OH RA
    APPROVED
    Since 2013-03-27

Branch Locations

Sandusky, OH • United States

4604 Timber Commons Drive, Sandusky, OH 44870 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W.A. Smith Financial Group Sandusky OH 01/2012 Present
Great Lakes Retirement, Inc Sandusky OH 03/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-02-07
  • S65 Uniform Investment Adviser Law Examination
    2013-02-07

View on SEC IAPD

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