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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2014-10-09 |
Branch Locations
5510 S East St Ste D, Indianapolis, IN 46227 • United States
Indianapolis, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Indianapolis | IN | 03/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Indianapolis | IN | 03/2020 | Present |
Business Ownership; Kaiser and Associates LLC; Co-owner; Manage Ameriprise Business; 5510 S East Street , Suite D1, Indianapolis, IN, 46227; Investment-Related; 01/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Kaiser and Associates LLC; Co-owner; Manage advisory business; 5510 S East Street STE D1, , Indianapolis, IN, 46227; Investment-Related; 01/02/2024; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-25 |
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