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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-12-20 |
| TX | RA | APPROVED | 2023-12-20 |
Branch Locations
400 East Rivulon Boulevard, Gilbert, AZ 85297 • United States
Queen Creek, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 04/2013 | 12/2023 |
| Baba Bear | Chandler | AZ | 06/2015 | 04/2017 |
| Self Employed | Phoenix | AZ | 04/2021 | Present |
| Morgan Stanley | Gilbert | AZ | 12/2023 | Present |
*577121 - Fulton Books; Investment related: Yes; Meadville, Pennsylvania; Publishing; Author (proprietor, partner, officer, director, employee, trustee, agent); 06/2022; During business hours: 0; After business hours: 0; I created the book.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-05-09 |
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