James Paul Ferrante

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 11/2016
  Wells Fargo Advisors, Llc
  New York, NY
• 11/2016 → 10/2019
  Wells Fargo Clearing Services, Llc
  New York, NY
• 10/2019 → Present
  Morgan Stanley Smith Barney Llc
  New York, NY
• 10/2019 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2015-07-30 → 2019-10-07
  Wells Fargo Clearing Services, Llc
  New York, NY
• 2013-06-26 → 2015-08-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Other Businesses

*381918 - Bold Dynamics, LLC; Investment related No; Seller of curtains on Amazon Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Apr 2018; Passive co-owner

Exams

• S66 Uniform Combined State Law Examination
  2013-06-14

Other Names

• James Ferrante
• James P Ferrante