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1400 Broadway 16Th Floor, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-08 |
| NY | RA | APPROVED | 2025-01-07 |
Branch Locations
100 Bayview Circle Suite 3400, Newport Beach, CA 92660 • United States
9665 Wilshire Boulevard Suite 250, Beverly Hills, CA 90212 • United States
600 Ramona St., Suite 200, Palo Alto, CA 94301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities Usa, Inc. | New York | NY | 08/2017 | 06/2020 |
| Hsbc Securities Usa, Inc | New York | NY | 07/2016 | 08/2017 |
| Hsbc Securities Usa, Inc. | San Francisco | CA | 06/2020 | 07/2021 |
| Signature Securities Group | Beverly Hills | CA | 07/2021 | 04/2023 |
| Flagstar Advisors/Flagstar Bank | Beverly Hills | CA | 04/2023 | Present |
1.) New York Community Bancorp (NYCB - 102 Duffy Avenue, Hicksville, NY 11801) is the parent company for Flagstar Advisors, Inc. As such, NYCB (or its affiliates) may pay compensation to the representative including, but not limited to, cash bonuses, equity incentives, and/or referral fees. Title: Group Director Investments - Senior Vice President. Activity is investment related and commenced on 6-1-24. Approximate time required: weekly, includes during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-15 |
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