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Daniel Joseph Levy

Morgan Stanley

Tempe, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-10-02
  • AZ RA
    APPROVED
    Since 2020-10-02

Branch Locations

58 South River Drive Suite 401, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 04/2013 04/2020
Solium Financial Services Llc Tempe AZ 04/2020 09/2020
Morgan Stanley Tempe AZ 09/2020 Present
  • 04/2013 → 04/2020
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 04/2020 → 09/2020
    Solium Financial Services Llc
    Tempe, AZ
  • 09/2020 → Present
    Morgan Stanley
    Tempe, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-30
S63 Uniform Securities Agent State Law Examination 2013-05-09
  • S66 Uniform Combined State Law Examination
    2019-09-30
  • S63 Uniform Securities Agent State Law Examination
    2013-05-09

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · Des Peres, MO
U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
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ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

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