Brandon David Moore

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 05/2019
  Oppenheimerfunds
  Centennial, CO
• 05/2019 → 11/2022
  Fisher Investments
  Camas, WA
• 12/2022 → 06/2023
  Unemployed
  Prospect, KY
• 07/2023 → Present
  Baird
  Louisville, KY

Previous Registrations

• 2019-06-04 → 2022-11-14
  Fisher Investments
  Prospect, KY
  Plano, TX
  Prospect, KY
• 2013-06-17 → 2014-11-25
  Wells Fargo Clearing Services, Llc
  Surprise, AZ

Other Businesses

Name/Address: Rental Property / 5105 Magdalen Sq, Louisville, KY 40241 Start Date: 8/1/21 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Owner of Rental Property Non Investment Related

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-10-02
• S65 Uniform Investment Adviser Law Examination
  2019-06-03
• S66 Uniform Combined State Law Examination
  2013-06-10

Other Names

• Brandon David Moore
• Brandon D Moore