James Laurence Rehfeld

Employer firm

United Capital Financial Advisors CRD 134600

$24.6B regulatory AUM 160 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 08/2025
  Morgan Stanley
  Beverly Hills, CA
• 08/2025 → Present
  United Capital Financial Advisors, Llc
  Irving, TX

Previous Registrations

• 2016-05-27 → 2025-08-25
  Morgan Stanley
  Beverly Hills, CA
  Los Angeles, CA
• 2015-05-01 → 2016-06-10
  Ubs Financial Services Inc.
  Los Angeles, CA

Other Businesses

1. JAMES REHFELD CONSULTING; NOT INVESTMENT RELATED; LOS ANGELES, CA; MEDIA ENTERTAINMENT CONSULTING; SOLE PROPRIETOR/OWNER; APR 2017; TIME SPENT DURING TRADING HOURS: 0; TIME SPENT DURING NON-TRADING HOURS: LESS THAN 10HRS/MONTH; CONSULT ON STRATEGIC PLANNING, NETWORKING, FILM DEVELOPMENT, PRODUCT DISTRIBUTION AND CORPORATE STRUCTURING. 2. CHEROKEE RENTAL PROPERTY; NOT INVESTMENT RELATED; LOS ANGELES, CA; FAMILY RENTAL REAL ESTATE; OWNER; JAN 2016; TIME SPENT DURING TRADING HOURS: 0; TIME SPENT DURING NON-TRADING HOURS: LESS THAN 5HRS/MONTH; PROPERTY MANAGEMENT. 3. HOLLYWOOD & VINE RESIDENCES ASSOCIATION (HOA); NOT INVESTMENT RELATED; LOS ANGELES, CA; HOMEOWNERS ASSOCIATION; BOARD MEMBER/VP; SEPT 2024; TIME SPENT DURING TRADING HOURS: LESS THAN 5HRS/MONTH; TIME SPENT DURING NON-TRADING HOURS: LESS THAN 10HRS/MONTH; OVERSIGHT OF BUILDING MANAGEMENT. 4. REALITY CHURCH OF LOS ANGELES; NOT INVESTMENT RELATED; LOS ANGELES, CA; CHURCH; BOARD MEMBER; JAN 2025; 5 HRS/MONTH; TIME SPENT DURING NON-TRADING HOURS: 0HRS/MONTH; OVERSIGHT OF CHURCH MANAGEMENT. 5. THE HOLLYWOOD PARTNERSHP; NOT INVESTMENT RELATED; LOS ANGELES, CA; NON PROFIT PROPERTY BASED BUSINESS IMPROVEMENT DISTRICT; COMMUNITY MEMBER; JAN 2024; 5 HOURS/MONTH; 0 HOURS DURING TRADING HOURS; COMMUNITY DEVELOPMENT COMMITTEE MEMBER THAT PROMOTES THE CLEANLINESS, SAFETY, BEAUTIFICATON, AND ECONOMIC VITALITY OF OUR NEIGHBORHOOD.

Exams

• S66 Uniform Combined State Law Examination
  2013-09-30

Other Names

• Jim L Rehfeld
• James L Rehfeld