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1129 Northern Blvd. Suite 404, Manhasset, NY 11030 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-08-08 |
Branch Locations
1129 Northern Blvd. Suite 404, Manhasset, NY 11030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Chicago | IL | 03/2013 | 05/2017 |
| Ljm Funds Management | Chicago | IL | 05/2017 | 02/2018 |
| Ljm Partners | Chicago | IL | 05/2017 | 02/2018 |
| Liccar Securities | Chicago | IL | 05/2017 | 02/2018 |
| Neuberger Berman | Chicago | IL | 04/2018 | 02/2020 |
| Halo Securities Llc | Chicago | IL | 02/2020 | Present |
| Sentinus, Llc | Oak Brook | IL | 11/2021 | 08/2023 |
| Halo Investment Services, Llc | Chicago | IL | 08/2023 | Present |
HALO INVESTMENT SERVICES, LLC INVESTMENT ADVISER INVESTMENT ADVISER REPRESENTATIVE SINCE 08/2023 INVESTMENT RELATED Halo Securities, LLC Broker Dealer Registered Representative Since 02/2020 investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-12 |
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