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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-09 |
| MI | RA | APPROVED | 2020-05-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank | Fort Lauderdale | FL | 11/2013 | 03/2017 |
| Minnesota Life Insurance Company | St. Paul | MN | 07/2018 | 03/2020 |
| Securian Financial Services Inc | St. Paul | MN | 06/2018 | 03/2020 |
| Securian Financial Advisors Of The Great Lakes | Lansing | MI | 07/2018 | 03/2020 |
| Tropical Financial Credit Union | Miramar | FL | 03/2017 | 08/2017 |
| Huntington Bank | Okemos | MI | 01/2018 | 03/2018 |
| Unemployed | Holt | MI | 08/2017 | 01/2018 |
| Securian Financial Services Inc | St. Paul | MN | 07/2018 | 03/2020 |
| Lpl Financial Llc | Lansing | MI | 05/2020 | Present |
| Astera Credit Union | Lansing | MI | 05/2020 | Present |
1) 6/15/2020 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name LAFCU Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/15/2020 - 120 Hours Per Month/ During Securities Trading. 2) 7/13/2021 - Sparrow Hospital Foundation - Not Investment Related - 1215 E Michigan Ave Lansing, MI 48912 - Non-Profit Board Member - Start Date: 1/1/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Foundation Board Member. 3) 08/19/2025 - TMW Financial (Tell me why Financial) - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start date 04/30/2025 - 10 hours per month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-07 |
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