James R Love

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 07/2024
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 05/2014 → 07/2024
  Northwestern Mutual Investment Services, Llc
  Austin, TX
• 09/2016 → 07/2024
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 07/2024 → Present
  Lpl Financial Llc
  San Marcos, TX

Other Businesses

1- 07/15/2024/ Shoreside Wealth Management / DBA for LPL Business (entity for LPL business) / Inv Rel / at loc / start 4/05/2024 /160 Hrs/Mth - 40 Hrs During Trading. 2) 10/01/2025 - Shoreside Wealth Management - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:09/01/2025 - 1 Hrs/Mth - 1 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2024-05-23
• S63 Uniform Securities Agent State Law Examination
  2014-11-17