Marc Gaillard

Employer firm

Mutual Of Omaha Investor Services, Inc. CRD 611

$32.0M regulatory AUM 6,880 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 04/2018
  Hornor Townsend & Kent Inc
  Horsham, PA
• 01/2016 → 05/2018
  Penn Mutual Life Insurance Co
  Horsham, PA
• 05/2018 → Present
  Mutual Of Omaha Insurance Company
  Blue Bell, PA
• 07/2018 → Present
  Mutual Of Omaha Investor Services
  Blue Bell, PA

Previous Registrations

• 2017-06-14 → 2018-04-20
  Hornor, Townsend & Kent, Llc
  Conshohocken, PA
  Conshohocken, PA

Other Businesses

(1) Insurance Agent - Start Date: 01/2016 - Non-Investment Related - Insurance lines of business: Life, Health, Disability, Variable, LTC, Annuities - Hours/per week during trading hours: 41. (2) Kingdom Financial Principles LLC - President/CEO -Start Date 2/2019 - Insurance & Investment related & done through Mutual of Omaha and MOIS, per MOIS standards and guidelines - Provide Financial & Investment Advice, Education, & plans as per approved ADV disclosure - Hours/week during trading hours: 32.5. (3) Kingdom Wealth Principles (Non-Profit) President -Start Date 2/2019 - Non -Investment related - Provide Financial Education to adults and children (volunteer work) - apply for Government grants to offset operating costs - Hours/week during trading hours: 5. (4) Abundant Living For Kids (book)-Author -Start Date 2/2020 - Non -Investment related - Provide inspiration to children to achieve life goals. Write, sketch, & sell on book purchasing platforms- Hours/week during trading hours: 0, during off trading hours. (5) Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services. (6) Guice (Family Operated Beverage Company Start-up) - Co-Owner / Silent Partner - 7/8/2022 - Non- Investment related - produce and distribute all-natural beverages for individual & company events - Hours/week during trading hours: 0, Hours per month: 0; nonactive role in the daily operation and management. (7) The CEO Within (DBA)** - Founder & CEO - Start Date: 04/2024 - Non-Investment Related - Provide faith-based personal and business coaching services to individuals and entrepreneurs, including premium coaching programs, digital courses, and live events. Services include mindset transformation, leadership development, and business strategy rooted in biblical principles. All coaching is non-investment related and does not involve securities, insurance, or financial products. - **Hours/week during trading hours: 6. (8) Author (Book & E-Book Series)** - Author & Publisher - Start Date: 04/2024 - Non-Investment Related - Write, publish, and distribute faith-based personal development and entrepreneurship books and e-books. Content focuses on identity, vision, leadership, and wealth principles through a biblical lens. Published works are sold through self-publishing platforms such as Amazon and other online retailers. No advisory services or investment-related content involved. - **Hours/week during trading hours: 1.5. (9) 12-Week Financial Literacy Program (Non-Profit)** - Educator - Start Date: 12/2025 - Non-Investment Related - Provide volunteer-based financial education to adults and students through structured workshops and curriculum. Responsibilities include teaching budgeting, saving, and general investment concepts strictly for educational purposes. No personalized investment advice, securities recommendations, or advisory services are provided. Program content is aligned with approved financial literacy standards and is designed for general education only - Hours/week during trading hours: 0.

Exams

• S66 Uniform Combined State Law Examination
  2017-06-03

Other Names

• Marc Gaillard