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Douglas Baines

Strategic Advisers LLC

Woodbury, MN

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • MN RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Woodbury, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Retirement Solutions St. Paul MN 10/2014 08/2021
Transamerica Investors Securities Corporation St. Paul MN 10/2014 08/2021
Unemployed North St Paul MN 09/2021 01/2022
Delta Airlines Minneapolis MN 02/2022 05/2022
Unemployed Minneapolis MN 06/2022 02/2023
Fidelity Investments Minneapolis MN 03/2023 Present
Fidelity Investments Boston MA 03/2025 Present
  • 10/2014 → 08/2021
    Transamerica Retirement Solutions
    St. Paul, MN
  • 10/2014 → 08/2021
    Transamerica Investors Securities Corporation
    St. Paul, MN
  • 09/2021 → 01/2022
    Unemployed
    North St Paul, MN
  • 02/2022 → 05/2022
    Delta Airlines
    Minneapolis, MN
  • 06/2022 → 02/2023
    Unemployed
    Minneapolis, MN
  • 03/2023 → Present
    Fidelity Investments
    Minneapolis, MN
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-26
S63 Uniform Securities Agent State Law Examination 2013-10-03
  • S66 Uniform Combined State Law Examination
    2017-01-26
  • S63 Uniform Securities Agent State Law Examination
    2013-10-03
Other Names
  • Douglas Baines
  • Douglas W Baines
  • Douglas William Baines

View on SEC IAPD

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