Ryan Masterson

Employer firm

Northrock Partners, LLC CRD 167908

$12.2B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 10/2019
  Ameriprise Financial Services, Inc.
  San Francisco, CA
• 10/2019 → 04/2020
  First Allied Securities, Inc.
  San Diego, CA
• 10/2019 → 04/2020
  First Allied Advisory Services, Inc.
  San Diego, CA
• 04/2020 → 10/2023
  Ameriprise Financial Services, Llc
  San Francisco, CA
• 10/2023 → Present
  Northrock Partners
  San Fransicso, CA

Previous Registrations

• 2020-05-05 → 2023-10-31
  Ameriprise Financial Services, Llc
  San Francisco, CA
  San Francisco, CA
  San Rafael, CA
  San Rafael, CA
• 2019-10-08 → 2020-04-23
  First Allied Advisory Services, Inc.
  Bellevue, WA
• 2014-02-25 → 2019-10-07
  Ameriprise Financial Services, Llc
  San Francisco, CA
• 2013-09-30 → 2014-02-25
  Private Advisor Group, Llc
  Dedham, MA
  Morristown, NJ
  East Palo Alto, CA

Other Businesses

Business Ownership; Owner; Other; 1230 Oakwood Pl NW, , Issaquah, WA, 98027; Not Investment-Related; 09/21/2023; 10 to 19 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2013-07-30

Designations

• Chartered Financial Analyst