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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-19
VA RA APPROVED 2015-12-15
  • TX RA
    APPROVED_RES
    Since 2023-10-19
  • VA RA
    APPROVED
    Since 2015-12-15

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

12150 Monument Drive Suite 500, Fairfax, VA 22033 • United States

Haymarket, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 01/2014 Present
First Command Insurance Services, Inc. Fort Worth TX 01/2014 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 01/2014 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 01/2014 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Other Businesses

(1)INTERNATIONAL ENGAGEMENT FOR FOREIGN MILITARY SALES (FMS) AND INTERNATIONAL BUSINESS DEVELOPMENT (IBD) CONSULTANT SERVICES OF CA. & CYPRESSS INTERNATIONAL INC IN ALEXANDRIA, VA. AND FOR HOMELAND INTELLIGENCE TECHNOLOGY INTERNATIONAL (HITI) INC. IN TAMP, FL. (2)Name of the other business: Ralph Boeckmann, Consultant Whether the business is investment-related: No Address of the other business: 5914 waterloo bridge circle Haymarket, VA 20169 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Independent Consultant The start date of your relationship: 02/01/14 The approximate number of hours/month you devote to the other business: 1 - 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Foreign Military Sales (FMS) and International Business Development (IBD) consultant, as listed on approved and filed U4 (3) Name of the other business: Boeckmann Advising and Consulting LLC Whether the business is investment-related: Yes Address of the other business: Haymarket, VA Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: CEO / President The start date of your relationship: Mar 31, 2024 The approximate number of hours/month you devote to the other business: Over 40 The number of hours you devote to the other business during securities trading hours: Over 40 Briefly describe your duties relating to the other business: Establish and operate as an LLC for my First Command financial advising practice and commissions earned.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-10-10
S63 Uniform Securities Agent State Law Examination 2013-07-06
  • S65 Uniform Investment Adviser Law Examination
    2013-10-10
  • S63 Uniform Securities Agent State Law Examination
    2013-07-06

View on SEC IAPD

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