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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-10-11
TX RA APPROVED 2022-10-11
  • NJ RA
    APPROVED
    Since 2022-10-11
  • TX RA
    APPROVED
    Since 2022-10-11

Branch Locations

100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Short Hills NJ 03/2013 07/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgewater NJ 09/2022 Present
Previous Registrations
  • 2013-05-23 → 2022-08-03
    Short Hills, NJ
    Short Hills, NJ
    Short Hills, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-22
  • S66 Uniform Combined State Law Examination
    2013-05-22

View on SEC IAPD

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