Aaron Scott Clark

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 11/2019
  Bok Financial Securities, Inc.
  Scottsdale, AZ
• 05/2009 → 11/2019
  Bokf, Na
  Scottsdale, AZ
• 11/2019 → Present
  Msec, Llc
  Scottsdale, AZ
• 11/2019 → Present
  Mariner Wealth Advisors
  Scottsdale, AZ

Previous Registrations

• 2011-05-13 → 2019-12-05
  Bok Financial Securities, Inc.
  Lee's Summit, MO
  Tulsa, OK
  Overland Park, KS
  Scottsdale, AZ
  Phoenix, AZ
  Phoenix, AZ
  Scottsdale, AZ
  Mesa, AZ
  Dallas, TX
  Houston, TX
• 2008-10-01 → 2009-05-27
  J.P. Morgan Securities Llc
  Tulsa, OK
• 2007-07-19 → 2008-10-01
  J.P. Morgan Securities Inc.
  Tulsa, OK
• 2006-09-21 → 2007-10-26
  Pvpe, Llc
  Scottsdale, AZ
• 2006-04-03 → 2006-09-07
  Paragon Financial Group
  Tulsa, OK

Other Businesses

MARINER WEALTH ADVISORS, SCOTTSDALE, AZ; INVESTMENT RELATED; INVESTMENT ADVISOR REPRESENTATIVE; START DATE 11/2019; 40 HRS/WK DURING SECURITIES TRADING HOURS. MSEC, LLC, SCOTTSDALE, AZ; INVESTMENT RELATED; ASSOCIATED PERSON; START DATE 11/2019; 40 HRS/WK DURING SECURITIES TRADING HOURS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-09-04
• S65 Uniform Investment Adviser Law Examination
  2006-03-31

Designations

• Chartered Financial Analyst

Other Names

• Aaron Clark