Robert Allan Roesener

Employer firm

Parallel Advisors, LLC CRD 140800

$10.3B regulatory AUM 23 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 01/2018
  Wells Fargo Advisors Financial Network, Llc
  Pasadena, CA
• 03/2018 → 04/2022
  Ameriprise Financial Services, Inc.
  San Francisco, CA
• 01/2018 → 03/2018
  University Of California Los Angeles
  Los Angeles, CA
• 04/2022 → Present
  Parallel Advisors, Llc
  San Francisco, CA

Previous Registrations

• 2021-01-26 → 2022-04-08
  Ameriprise Financial Services, Llc
  San Francisco, CA
  San Francisco, CA
  San Rafael, CA

Other Businesses

Independent Insurance Agent; not investment-related; started 02/2021; zero hours per month.

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-01-23

Designations

• Certified Financial Planner

Other Names

• Robert A Roesener