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Jeff Bevacqua

LPl Financial LLC

Erie, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-04
PA RA APPROVED 2017-10-23
  • TX RA
    APPROVED_RES
    Since 2018-01-04
  • PA RA
    APPROVED
    Since 2017-10-23

Branch Locations

800 State Street, Suite 400, Erie, PA 16501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments, Llc Erie PA 01/2016 09/2017
Lpl Financial Llc Erie PA 10/2017 Present
Northwest Bank Erie PA 10/2017 Present
  • 01/2016 → 09/2017
    Pnc Investments, Llc
    Erie, PA
  • 10/2017 → Present
    Erie, PA
  • 10/2017 → Present
    Northwest Bank
    Erie, PA
Previous Registrations
Other Businesses

1. 9/6/2019 - Broker Service Marketing Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 10/09/2017 - 1 Hour Per Month During Securities Trading. 2. 2/11/2020 - Northwest Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 2/1/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 3. 5/11/2021 - Northwest Bank - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date: 5/11/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Referring to bank partners.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-23
  • S66 Uniform Combined State Law Examination
    2013-05-23
Other Names
  • Jeffrey David Bevacqua

View on SEC IAPD

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